Compliance Pillars
Our governance architecture is built on six foundational pillars, each overseen by dedicated compliance committees and subject matter experts.
Ethics & Code of Conduct
Binding ethical standards for all employees, contractors, and partners. Includes conflict-of-interest disclosures, anti-bribery protocols, and fair competition guidelines.
Data Privacy & Security
End-to-end data protection aligned with GDPR, CCPA, HIPAA, and local privacy laws. Includes DPO oversight, breach response SLAs, and cross-border transfer frameworks.
Anti-Corruption & Trade
Zero-tolerance policy for bribery, money laundering, and sanctions violations. Automated screening across 180+ jurisdictions with real-time transaction monitoring.
Financial Reporting & Audit
GAAP/IFRS alignment, SOX 404 internal controls, independent audit committee oversight, and quarterly earnings transparency for institutional stakeholders.
ESG & Environmental Compliance
SFDR, TCFD, and CSRD alignment. Carbon accounting, supply chain sustainability audits, water/energy stewardship, and biodiversity impact assessments.
Intellectual Property & Licensing
Patent/trademark registration, open-source compliance, data licensing frameworks, and cross-divisional IP monetization governance.
Policy Register & Updates
Current governing documents, effective dates, and revision history. All policies are reviewed annually by the Compliance Oversight Committee.
| Policy Name | Version | Effective Date | Status | Action |
|---|---|---|---|---|
| Global Code of Conduct | v4.2 | Jan 15, 2025 | ● Updated | Download PDF |
| Data Protection & Privacy Policy | v3.8 | Mar 01, 2025 | ● Active | Download PDF |
| Anti-Bribery & Corruption Protocol | v2.5 | Feb 10, 2025 | ● Active | Download PDF |
| Whistleblower & Non-Retaliation Policy | v1.9 | Apr 22, 2025 | ● Under Review | Download PDF |
| Environmental & Climate Risk Framework | v5.0 | Jan 01, 2025 | ● Updated | Download PDF |
| Export Control & Sanctions Compliance | v2.1 | May 14, 2025 | ● Active | Download PDF |
Secure Reporting & Investigations
Aevum Zenth provides multiple confidential channels for reporting potential compliance violations. All reports are investigated by the independent Compliance Audit Unit within 48 hours of receipt.
Certifications & Regulatory Alignments
Continuous third-party verification and regulatory compliance across all operational domains.
ISO 27001:2022
Information Security Mgmt
SOC 2 Type II
Trust Services Criteria
EU Data Protection
Cross-Border Compliance
Sarbanes-Oxley
Financial Controls
Global Compact
Sustainability Principles
NIST CSF 2.0
Cybersecurity Framework
PCI DSS v4.0
Payment Card Security
Health Data Privacy
Medical Compliance
Compliance Committee & Contact
Our Chief Compliance Officer and legal counsel are available for regulatory inquiries, partnership due diligence, and stakeholder communication.
Chief Compliance Officer
Elena Rostova, J.D., CAMS
compliance@aezenth.global
Corporate Legal & Ethics Office
Zenth Tower, Floor 42
Global Corporate Campus, Neo Geneva
Direct Line
+41 22 555 0198 (GMT+1)
Mon–Fri, 08:00–18:00 CET
Emergency Reporting
For active breaches or security incidents:
+41 22 555 0911 (24/7)